Equipment used:

1) Burleigh Instructional STM

Objectives:

A) Demonstration of wave-like nature of electrons by observing a tunnel current

B) Use an STM to image the surface of a (001) plane of graphite and relate the image features to the crystal structure

C) Compare STM results with results of electron diffraction and X-ray diffraction of graphite.

References:

P. A. Tipler, Elementary Modern Physics, Worth Publisher, New York (1992); Section 3-9 (p. 100) and essay on pp. 111-114.

R. A. Serway, C. J. Moses, and C. A. Moyer, Modern Physics, 2nd Edition, Saunders College Publishing, New York (1997); Chapter 6 (p. 228) and essay on pp. 256-262.

K. S. Krane, Modern Physics, Wiley, New York (1996); Section 5.7, pp. 159-168.
 
 
 
 

Tunneling Electrons

One of the premises of quantum mechanics is that particles have a wave-like nature. A wave equation — the Schrödinger equation — describes the behavior of these matter waves. The solution of the Schrödinger equation for a given situation is a wave function that is related to the probability of finding the particle in a particular region of space. The most basic situation is an electron confined in space by infinitely high potential "walls" (electron in a box). For this case the wave functions vanish at the walls and beyond, which means that the probability of finding the electron outside the confined space is zero; the electron is always somewhere inside the box. If we change the potential to a finite height, the situation changes. Now the wave functions penetrate somewhat into the potential walls; however, its amplitudes decrease exponentially and quickly become so small that for all practical purposes we can call them zero. While the wave function between the walls (i.e. inside the box) is oscillatory ("wavy"), the wave function in the walls are non-oscillatory of the form e^—ax.
 
 

Now consider the potential shown in Fig. 1. This represents the one-dimensional case of an electron in a box with a thin, "leaky" wall at x = L1. Initially the electron is confined inside the box (0 < x < L1). There the wave function is "wavy". Note, however, that the wave function does not vanish within the confining wall at L1< x < L2, but that it decreases exponentially. Since the wall is very thin there is some amplitude left in the region x > L2, the wave function of the electron "leaks" outside and hence there is a small but non-zero probability of finding the electron outside the box. Classically this could not happen since the total energy of the electron is lower than the potential barrier. Thus this phenomenon is referred to as the Tunnel Effect.
 
 

A conductor, such as a metal, or graphite, is an example of electrons in a potential well. A metal crystal consists of atoms regularly arranged in a lattice. Most of the electrons of the atoms are bound, but the outermost electrons are free to move inside the crystal. The minimum energy required to remove the most weakly bound electrons is called the work function — you already know about this form Experiment #1 (Fig. 2a). Bringing two pieces of metal in close proximity without actually allowing them to touch creates a situation similar to the "leaky" box (Fig. 2b). If the distance between the two conductors is small we can have electrons from one metal tunnel to the other. However, there is one problem: once the electron tunnel to the other side, where do they go? Electrons follow the Pauli exclusion principle which forbids them to share the same quantum state, i.e. there can be no two electrons with the same quantum numbers. Thus an electron form the top-most level on the left would not find a free state after it tunnels to the right, and so tunneling does not occur. Applying a small bias between the two conductors raises the potential energy of the electrons in one conductor with respect to the electrons in the other conductor (Fig. 2c). Now the tunneling electrons end up in unoccupied states, and a tunneling current can be observed as the electrons from one side tunnel across to the other side.
 
 

Once established the tunneling current remains constant if the distance between the two conductors stays the same. But because the wave function in the tunneling region between the two conductors has the form e—ax, the tunneling current is extremely sensitive to changes in distance. Therefore, if we move one of the conductors across the other, the tunneling current will vary with the distance between the two conductors due to bumps and dips at the conductor surface. To achieve a good spatial resolution the probe-conductor is shaped as a very pointy tip which ideally is only one atom wide (Fig. 5). Scanning the tip across a (conducting) sample surface and recording the tunneling current as a function of the tip position results in a "map" of the sample surface as "seen" by the tip. The tip always stays at the same overall height with respect to the sample surface, hence this mode is referred to as the constant height mode. Another way to collect STM image data is the constant current mode. For this mode the distance of the tip to the sample surface is changed such that the resulting tunneling current remains constant. Plotting the distance of the tip to the sample surface vs. the tip position also results in an image of the sample surface.

An STM can thus be realized — in principle — by using a very sharp tip and moving it a few nanometers above a conducting surface in a controlled fashion. While this may sound simple, a few experimental details remain. In a building, such as Culler Hall, small vibrations are always present from passing vehicles in the street, running motors in the building, people walking in the hall or in the lab. Even minor vibrations have amplitudes of 0.1 to 1 mm, 100 to 1000 times larger than the sample-tip separation. It is obvious that the STM must be isolated from the floor and building vibrations. This may be done by springs or a cushion of compressed air upon which a massive table rests. In our simple experiment vibration isolation is achieved by a granite slab resting on a pressurized inner tube. While the experiment is being performed you should refrain from walking in the lab; even loud conversation will have detrimental effects on the image quality.

In order to obtain atomic resolution the tip must be extremely pointed. Cutting a small wire with regular wire cutters does not make a very fine tip — at least not on a microscopic scale. Chemical etching can sharpen the tip radius to about 1000 nm, still much too coarse for a resolution of order 1 nm. Here the experimenter needs, in addition to skill, luck: the etched tip may exhibit roughness of a few atomic dimensions (Fig. 3). The tunneling current from such a tip originates practically from just a few individual atoms; such a tip yields a topographic map with atomic resolution.

The last ingredient for a practical STM is the precise position control of the tip with respect to the sample surface. The tip must be capable to move and position itself within a fraction of a nanometer in x, y, and z directions. This can be accomplished using piezoelectric ceramics, often referred to as PZT. Piezoelectric ceramics are materials that expand or contract upon application of a voltage across its ends.^Ý With a tip mounted at the end of a PZT ceramic it is possible to control the tip’s movement to 0.1 nm. At the same time the PZT control voltage can be used to keep track of the tip position. In our experiment a computer is interfaced with the STM control electronics and draws a topographic map of the surface that is being scanned. Once an image is stored in the computer’s memory in can be manipulated to improve image quality. However, keep in mind that even the most sophisticated image enhancement software is worthless if applied to a poor raw image.
 
 
 
 
 
 
 
 

For Your Report

I. Startup

A. Turn on Monitor, Computer, and STM Control Electronics.

B. Turn on Printer (Security Block must be installed and printer unplugged from it until

True Image software is loaded)

II. True Image Software for WINDOWS

Commands you enter or pull down (Click on the last of the sequence) are in boldface.

A. Double-click on BURLEIGH icon.

B. File | Load | Open File

C. C:\burleigh\PHY293

Scroll down the list of image file names and double-click on PHY293, or type PHY293

and Click on OK.

D. Collect | Configure

E. "Configure" selects parameters for image.

Set Scan Delay to zero for scanning graphite in constant height mode. Set Zoom

Multiplier to match Magnification (Scan Range) on Control Electronics Console.

It is suggested that for your first scan, you select image size as a square with equal

Scan Range for x and y; each side of the square equals Scan Range/Zoom

Multiplier = 7500 Å/250 = 30 Å.

Note: If you choose (nA) for current mode, the tip will stay a set distance above the macroscopic surface and the scanner records the current as it goes up and down with distance to the microscopic surface. If on the other hand you choose (Å) for topographic mode, the tip is set to keep the current flow constant and so it moves up and down in order to do so. Here the scanner records the height above the surface at which the tip is kept.

Click on OK.

III. STM Tip and Sample

The STM Head is a vibration-isolated rectangular box; through its window you can access the tip and sample, each of which is mounted on a removable carriage. Control Electronics power must be off before changing tip or sample. Before changing either, you must make sure there is plenty of clearance so the tip does not hit the sample while you make adjustments.

A. Remove bell jar.

B. Turn Sample Position Dial down about 1 1/2 turns. (It turns stiffly!)

C. Use tweezers to remove tip carriage.

D. Cut a tip from Pt-Ir wire, and use tweezers to insert tip carriage.

E. Prepare sample, and use tweezers to insert sample carriage.

F. Turn Sample Position Dial up so that sample is about 1 mm from the tip.

G. Replace bell jar.

IV. Control Electronics

A. Monitor Bias Voltage. Set to 0.02 — 0.10 V for scanning (PZT should read -150 V if not

scanning).

B. Set Reference Current. Set to 0.1 — 10 nA for graphite.

C. Set Filter Control to MAX (cuts out high frequencies to smooth the image) .

D. For approach set Time Constant to MIN and Gain to MAX.

E. Set X and Y sliders to zero position (locates tip relative to sample).

V. Scanning

A. In software Collect | Scan Unidirectional

B. On Central Electronics Console momentarily press Coarse Retract, and then hold down

Auto Approach to bring tip and sample slowly together. DO NOT use Coarse Approach, or

you will probably crash the tip.

C. Monitor Tunneling Current. With the Sample far away, this current will read zero. As

tunneling begins, this will start to read the same as the preset Reference Current.

D. To scan in constant height mode, set Time Constant to MAX and Gain to MIN.

E. Keep vibration to a minimum by being quiet and still.

F. Watch the image being collected. You may need to make small adjustments to Reference

Current and Bias Voltage. When you are satisfied with the image type H to Halt data

collection. If you choose to abort a scan, type A; this will clear the screen. You can resume

scanning with Collect | Scan Unidirectional.

VI. Saving and Printing the Image

A. If you have not already done so, plug printer cable into Security Block.

B. Press Print Screen key on keyboard.

C. File | Exit

D. You are prompted to save your image file. Click on OK and Yes to overwrite the existing

PHY293.IMG file.

E. Double-click on Paint Shop Pro icon in WINDOWS Program Manager and also when Paint

Shop Pro software loads. Click on OK on information screen.

F. Edit | Paste and your image will appear on the screen.

G. Click on Hand icon and, holding down the mouse button, drag the hand onto your image;

then release the mouse button.

H. File | Print Click on OK to accept default printer. Printing the image will take about

4—5 minutes.

I. As you gain experience you may learn about processing your image to make it clearer. You

can make measurements of the lattice spacings directly from your image hardcopy; a scale

is included in the image.

VII. Shutdown

A. On the Electronics Control Module, press Coarse Retract until the Tip is well clear of the

Sample.

B. In software, close Paint Shop Pro. Close Burleigh, close Program Manager and exit

WINDOWS.

C. Turn off power to all the electronics.